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Introduction
Birketts at a glance
Your speakers
Session aims and objectives
What are we covering in this webinar?
What are the key points?
Process for submitting a request
Key points on hiring
Fitness and propriety - what's involved
Where to look
How to certify
What if an application is refused?
Conduct rules at a glance
Individual conduct rules
Senior manager conduct rules
Conduct rule breaches
Conduct or Fitness and Propriety?
Poll
Disciplinary processes
Disciplinary sanctions - extra considerations
Regulatory references
Questions
What is SMCR? - main features
What changes you should expect
Summary of main requirements
Senior Manager Functions in Enhanced Firms
Prescribed Responsibilities in Enhanced Firms
All firms become responsible for "certifying" staff
What will implementation involve?
Three tests of successful SMCR implementation
Embedding Certification and individual conduct rules
Learning objectives - Recap